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THE FINALTO BROKER SERIES

The Future of Compliance: The Technology Behind the Brokerage of Tomorrow

This entry in the Finalto broker series explores the intersection of technology and compliance, spotlighting the pivotal role of third-party vendors, including key liquidity and technology providers, in aiding retail brokers to fulfil their regulatory obligations. From automation in compliance procedures to simplifying the complexities of international regulatory landscapes, this paper explores the advantages of leveraging technology for compliance.

Are you utilising technology to be as reactive to changing regulation as you could be? Read on to find out how industry leaders are tackling these issues head on.

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